Services Provided by Michael J. Liccar & Co.

	Complete Financial and Regulatory Reporting Hedge Funds (offshore and onshore) Commodity Pools (offshore and onshore) Broker/Dealers Introducing Brokers Futures Commission Merchants General accounting for management companies Full financial statements, footnotes and supplementary information Investor account statements Daily NAV computations and reports Independent portfolio valuation Net capital computations CFTC Form 1-FR SEC Form 10-Q NASD FOCUS reports SIPC reports Quickbooks implementation and training Web-based investor reporting
	Performance Records AIMR/CFTC/NFA compliant performance records and supplementary information Pro forma and hypothetical performance records AIMR Performance Verifications Detailed supplemental reports and advisory fee billing Assistance with preparation of disclosure documents and offering circulars Specialized program performance records
	Fund Administration Process investor subscriptions/redemptions Investor communications and registries Fund deposits and disbursements services
	Tax and Audit Corporate, partnership, limited liability company, trust, non-profit and individual tax returns Due diligence review procedures on trading performance and regulatory compliance Quarterly and annual payroll tax and informational returns Assistance with external financial audits and regulatory compliance audits Certified audits for hedge funds, commodity pools, introducing brokers, futures commission merchants, broker/dealers and registered investment advisors Custody audits

 

 

	Regulatory Consulting SEC and CFTC recordkeeping and financial reporting requirements for CTAs, CPOs, RIAs, RIAs, IBs, FCMs, and Broker/Dealers Hedge Fund /Commodity Pool design AML procedures
	Special Services Independent Representative Investors' Representative We also provide due customized diligence services (including "comfort letters", litigation support and specialized financial and regulatory compliance audits).