• SEC and CFTC recordkeeping and financial reporting requirements for CTAs, CPOs, RIAs, IBs, FCMs, and Broker/Dealers
  • Review of offering documents for Hedge Fund, Fund of Funds, Private Equity and Real Estate Fund and Commodity Pools
  • Provide Independent Representative services
  • Provide customized due diligence services including “comfort letters”, litigation support and specialized financial and regulatory compliance audits.

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