• SEC and CFTC recordkeeping and financial reporting requirements for CTAs, CPOs, RIAs, IBs, FCMs, and Broker/Dealers
  • Offering document assistance for Hedge Fund, Fund of Funds, Private Equity and Real Estate Fund and Commodity Pools
  • Independent Representative services
  • Customized due diligence services including “comfort letters”, litigation support and specialized financial and regulatory compliance audits.

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